"Data Analytics and Financial Services Compliance Programs," Practising Law Institute's Financial Services RegTech and Regulatory Compliance Forum 2021

On November 15, Partner Charles D. Riely will join the Practising Law Institute’s Financial Services RegTech and Regulatory Compliance Forum 2021 for a panel discussion titled "Data Analytics and Financial Services Compliance Programs." The conversation will cover the ways US regulators such as the Securities & Exchange Commission are using data analytics, best practices for providing information to regulators, and potential pitfalls companies should be aware of. The panel will begin at 2 pm ET. To learn more, and to register, please click here. Mr. Riely is a partner in the Investigations, Compliance, and Defense Practice. As a lawyer at the SEC for more than a decade, he handled a number of significant matters, working extensively with criminal authorities in parallel investigations, and developing deep experience in all aspects of the federal securities laws. Among other matters, he worked on investigations and enforcement cases involving broker dealers’ obligations under the Securities and Exchange Act of 1934 to file suspicious activity reports (FinCEN). He also handled matters involving “spoofing” and other forms of market manipulation.

"Data Analytics and Financial Services Compliance Programs," Practising Law Institute's Financial Services RegTech and Regulatory Compliance Forum 2021

On November 15, Partner Charles D. Riely will join the Practising Law Institute’s Financial Services RegTech and Regulatory Compliance Forum 2021 for a panel discussion titled "Data Analytics and Financial Services Compliance Programs." The conversation will cover the ways US regulators such as the Securities & Exchange Commission are using data analytics, best practices for providing information to regulators, and potential pitfalls companies should be aware of. The panel will begin at 2 pm ET. To learn more, and to register, please click here. Mr. Riely is a partner in the Investigations, Compliance, and Defense Practice. As a lawyer at the SEC for more than a decade, he handled a number of significant matters, working extensively with criminal authorities in parallel investigations, and developing deep experience in all aspects of the federal securities laws. Among other matters, he worked on investigations and enforcement cases involving broker dealers’ obligations under the Securities and Exchange Act of 1934 to file suspicious activity reports (FinCEN). He also handled matters involving “spoofing” and other forms of market manipulation.

News and Insights

Event

Amanda Shafer Berman to Speak on Energy and Administrative Law at WEN-DC Webinar

As the Supreme Court's new Term begins, Jenner & Block Partner Amanda Shafer Berman will join a Women's Energy Network of Washington, DC (WEN-DC) webinar on how the Court's decisions are shaping the energy sector.

October 14, 2026

Publications

Partner Amanda Shafer Berman Quoted in Bloomberg Law on Senate Permitting Overhaul Bill

Partner Amanda Shafer Berman was quoted in an October 5 Bloomberg Law article, "Permitting Deal Gives Projects Defense Against Litigation Delays," on the Senate's new permitting overhaul package and its expected impact on litigation over federal permitting reversals.

October 2026

Event

Partner John Storino to Speak at Sandpiper Partners' “AI and Outside Counsel Guidelines Roundtable”

On October 8, Partner John Storino will serve as a panelist at the “AI and Outside Counsel Guidelines Roundtable,” hosted by Sandpiper Partners in Chicago.

October 8, 2026

Event

Partner Meghan Greenfield to Speak on Supreme Court Climate Case at Edison Electric Institute's Fall Legal Conference

On Wednesday, October 7, Partner Meghan Greenfield will speak on a panel titled "Boulder County v. Suncor Energy: What the Supreme Court's Climate Case Means for the Energy Industry" at the Edison Electric Institute's Fall Legal Conference in Salt Lake City, Utah.

October 7, 2026

Publications

The Form Rules Everything: A Seventh Circuit Ruling on ERISA's Substantial Compliance Doctrine

Partner Joseph Torres and Special Counsel Jennifer Beach authored an article for Employee Relations Law Journal examining the Seventh Circuit's decision in Packaging Corp. of America Thrift Plan for Hourly Employees v. Langdon, a ruling that addresses both the standard of review in ERISA interpleader actions and the continued viability of the substantial compliance doctrine for changing plan beneficiaries.

October 5, 2026