"Data Analytics and Financial Services Compliance Programs," Practising Law Institute's Financial Services RegTech and Regulatory Compliance Forum 2021

On November 15, Partner Charles D. Riely will join the Practising Law Institute’s Financial Services RegTech and Regulatory Compliance Forum 2021 for a panel discussion titled "Data Analytics and Financial Services Compliance Programs." The conversation will cover the ways US regulators such as the Securities & Exchange Commission are using data analytics, best practices for providing information to regulators, and potential pitfalls companies should be aware of. The panel will begin at 2 pm ET. To learn more, and to register, please click here. Mr. Riely is a partner in the Investigations, Compliance, and Defense Practice. As a lawyer at the SEC for more than a decade, he handled a number of significant matters, working extensively with criminal authorities in parallel investigations, and developing deep experience in all aspects of the federal securities laws. Among other matters, he worked on investigations and enforcement cases involving broker dealers’ obligations under the Securities and Exchange Act of 1934 to file suspicious activity reports (FinCEN). He also handled matters involving “spoofing” and other forms of market manipulation.

"Data Analytics and Financial Services Compliance Programs," Practising Law Institute's Financial Services RegTech and Regulatory Compliance Forum 2021

On November 15, Partner Charles D. Riely will join the Practising Law Institute’s Financial Services RegTech and Regulatory Compliance Forum 2021 for a panel discussion titled "Data Analytics and Financial Services Compliance Programs." The conversation will cover the ways US regulators such as the Securities & Exchange Commission are using data analytics, best practices for providing information to regulators, and potential pitfalls companies should be aware of. The panel will begin at 2 pm ET. To learn more, and to register, please click here. Mr. Riely is a partner in the Investigations, Compliance, and Defense Practice. As a lawyer at the SEC for more than a decade, he handled a number of significant matters, working extensively with criminal authorities in parallel investigations, and developing deep experience in all aspects of the federal securities laws. Among other matters, he worked on investigations and enforcement cases involving broker dealers’ obligations under the Securities and Exchange Act of 1934 to file suspicious activity reports (FinCEN). He also handled matters involving “spoofing” and other forms of market manipulation.

News and Insights

Podcasts

Partner Laurel Loomis Rimon Discusses Fintech Enforcement, Debanking, and Regulatory Risk on Fintech Layer Cake Podcast

Partner Laurel Loomis Rimon was featured on the Fintech Layer Cake podcast, where she discussed how fintech enforcement and prosecution actually work in practice, and what exposes fintechs and banks to regulatory risk.

July 15, 2026

Publications

Supreme Court Clarifies Scope of Private Rights of Action Under the Investment Company Act, Private Equity Law Report

Partners Charles Riely, Todd C. Toral, and Martin Glass authored a guest article for Private Equity Law Report examining the US Supreme Court's June 11, 2026, ruling on the scope of private rights of action under the Investment Company Act of 1940.

July 14, 2026

Publications

Emily Loeb Discusses Congressional Oversight Preparedness in Bloomberg Law

Partner Emily Loeb, co-chair of Jenner & Block's Congressional Investigations Practice, spoke with Bloomberg Law article about how companies can prepare for potential oversight exposure ahead of this fall's midterm elections.

July 7, 2026

Publications

In New York Law Journal, The True Lender Doctrine and the OppFi Decision

Partners Jeremy Creelan, Michael Ross, Megan Poetzel, and Laurel Loomis Rimon, and Associate Molly Oberstein-Allen authored an article for the New York Law Journal examining the "True Lender" doctrine in light of a May 2026 California decision that provides the most detailed judicial framework to date for evaluating bank-nonbank lending partnerships.

July 1, 2026

Event

Partner Michael Vernick to Speak at NACUA's 2026 Annual Conference

On July 1, Partner Michael Vernick will speak on a panel at the National Association of College and University Attorneys (NACUA) 2026 Annual Conference in Nashville.

July 1, 2026