"The Most Important Court Case You’ve Never Heard Of,” The Long-Short
Podcasts
June 28, 2023
Partner Gabi Gillett is featured on an episode of The Long-Short, a podcast produced by the Alternative Investment Management Association. The Long-Short examines topics of interest across the alternative investment universe with news, views, and analysis delivered by AIMA’s global team and industry leaders. Called “The Most Important Court Case You’ve Never Heard Of,” Gabi’s episode sheds light on what AIMA calls the SEC’s under-the-radar effort to bring enforcement actions in court to “redefine the nearly century-old definition of a securities dealer” under the Securities Exchange Act of 1934. Gabi also discusses AIMA’s strategic initiative to use amicus briefs opposing the SEC in various cases across the country to resist the Commission’s attempt to widen the scope of the Exchange Act.
In addition to Gabi, Partners Tony Barkow and Charles Riely, Associates Kelsey Stimple and Grace Signorelli-Cassady, and Paralegal Mary Frances Patston have supported AIMA's efforts.
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© 2026 Jenner & Block LLP. Attorney Advertising. Jenner & Block LLP is an Illinois Limited Liability Partnership including professional corporations. This publication, presentation, or event is not intended to provide legal advice but to provide information on legal matters and/or firm news of interest to our clients and colleagues. Readers or attendees should seek specific legal advice before taking any action with respect to matters mentioned in this publication or at this event. The attorney responsible for this communication is Brent E. Kidwell, Jenner & Block LLP, 353 N. Clark Street, Chicago, IL 60654-3456. Prior results do not guarantee a similar outcome. Jenner & Block London LLP, an affiliate of Jenner & Block LLP, is a limited liability partnership established under the laws of the State of Delaware, USA and is authorised and regulated by the Solicitors Regulation Authority with SRA number 615729. Information regarding the data we collect and the rights you have over your data can be found in our Privacy Notice. For further inquiries, please contact dataprotection@jenner.com.
Podcasts
June 28, 2023
Partner Gabi Gillett is featured on an episode of The Long-Short, a podcast produced by the Alternative Investment Management Association. The Long-Short examines topics of interest across the alternative investment universe with news, views, and analysis delivered by AIMA’s global team and industry leaders. Called “The Most Important Court Case You’ve Never Heard Of,” Gabi’s episode sheds light on what AIMA calls the SEC’s under-the-radar effort to bring enforcement actions in court to “redefine the nearly century-old definition of a securities dealer” under the Securities Exchange Act of 1934. Gabi also discusses AIMA’s strategic initiative to use amicus briefs opposing the SEC in various cases across the country to resist the Commission’s attempt to widen the scope of the Exchange Act.
In addition to Gabi, Partners Tony Barkow and Charles Riely, Associates Kelsey Stimple and Grace Signorelli-Cassady, and Paralegal Mary Frances Patston have supported AIMA's efforts.
Related Lawyers
Related Capabilities
Related Locations
© 2026 Jenner & Block LLP. Attorney Advertising. Jenner & Block LLP is an Illinois Limited Liability Partnership including professional corporations. This publication, presentation, or event is not intended to provide legal advice but to provide information on legal matters and/or firm news of interest to our clients and colleagues. Readers or attendees should seek specific legal advice before taking any action with respect to matters mentioned in this publication or at this event. The attorney responsible for this communication is Brent E. Kidwell, Jenner & Block LLP, 353 N. Clark Street, Chicago, IL 60654-3456. Prior results do not guarantee a similar outcome. Jenner & Block London LLP, an affiliate of Jenner & Block LLP, is a limited liability partnership established under the laws of the State of Delaware, USA and is authorised and regulated by the Solicitors Regulation Authority with SRA number 615729. Information regarding the data we collect and the rights you have over your data can be found in our Privacy Notice. For further inquiries, please contact dataprotection@jenner.com.
News and Insights
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Publications
The Form Rules Everything: A Seventh Circuit Ruling on ERISA's Substantial Compliance Doctrine
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