Partner Charles D. Riely to Moderate Panel at 2022 Financial Services RegTech and Regulatory Compliance Forum

On November 14, Partner Charles D. Riely is moderating the “Data Analytics and Compliance Programs” panel at the 2022 Financial Services RegTech and Regulatory Compliance Forum. The panel will discuss the best practices for providing data to regulators and understanding practical implications for firms’ use of data analytics.

Mr. Riely is a partner in the firm’s Investigations, Compliance and Defense practice. He has worked on matters related to insider trading, cyber-security procedures and protections, and other fraud and regulatory issues.

Partner Charles D. Riely to Moderate Panel at 2022 Financial Services RegTech and Regulatory Compliance Forum

On November 14, Partner Charles D. Riely is moderating the “Data Analytics and Compliance Programs” panel at the 2022 Financial Services RegTech and Regulatory Compliance Forum. The panel will discuss the best practices for providing data to regulators and understanding practical implications for firms’ use of data analytics.

Mr. Riely is a partner in the firm’s Investigations, Compliance and Defense practice. He has worked on matters related to insider trading, cyber-security procedures and protections, and other fraud and regulatory issues.

News and Insights

Event

Associate Steven Arango to Speak at the Veterans' Legal Career Fair

On September 18, Associate Steven Arango will speak on a panel at the Veterans' Legal Career Fair (VLCF), the only legal career fair in the United States dedicated to veterans, active-duty service members, and military spouses.

September 18, 2026

Publications

In American Banker, Partner Laurel Loomis Rimon Weighs in on OCC's Handling of Fintech Bank Charter Applications

Partner Laurel Loomis Rimon spoke with American Banker about how the Office of the Comptroller of the Currency is approaching bank charter applications from fintechs, amid a growing wave of companies seeking charters from federal regulators.

August 18, 2026

Event

Partner David Greenwald to Speak at PLI Program on Privilege and AI

On August 17, David Greenwald will speak at "Fitting New “Tech” Into the Attorney-Client Privilege and Work Product Protection," a virtual program hosted by the Practising Law Institute (PLI).

August 17, 2026