“Data Analytics and Financial Services Compliance Programs,” Practising Law Institute’s Financial Services RegTech and Regulatory Compliance Forum 2020

On November 23, Partner Charles D. Riely will speak at Practising Law Institute’s Financial Services RegTech and Regulatory Compliance Forum. The forum will provide lawyers practicing in the financial services industry with practical considerations regarding the design and implementation of corporate compliance programs, as well as information on the regulatory scrutiny financial services firms’ programs continue to face. Mr. Riely will speak at the fourth session of the day-long virtual program on the topic of “Data Analytics and Financial Services Compliance Programs.” The panelists will discuss the use of risk analysis, the role of Big Data, and the practical implications. Mr. Riely’s session begins at 2:00 pm ET. To learn more, and to register, please click here. 

“Data Analytics and Financial Services Compliance Programs,” Practising Law Institute’s Financial Services RegTech and Regulatory Compliance Forum 2020

On November 23, Partner Charles D. Riely will speak at Practising Law Institute’s Financial Services RegTech and Regulatory Compliance Forum. The forum will provide lawyers practicing in the financial services industry with practical considerations regarding the design and implementation of corporate compliance programs, as well as information on the regulatory scrutiny financial services firms’ programs continue to face. Mr. Riely will speak at the fourth session of the day-long virtual program on the topic of “Data Analytics and Financial Services Compliance Programs.” The panelists will discuss the use of risk analysis, the role of Big Data, and the practical implications. Mr. Riely’s session begins at 2:00 pm ET. To learn more, and to register, please click here. 

News and Insights

Event

Associate Steven Arango to Speak at the Veterans' Legal Career Fair

On September 18, Associate Steven Arango will speak on a panel at the Veterans' Legal Career Fair (VLCF), the only legal career fair in the United States dedicated to veterans, active-duty service members, and military spouses.

September 18, 2026

Publications

In American Banker, Partner Laurel Loomis Rimon Weighs in on OCC's Handling of Fintech Bank Charter Applications

Partner Laurel Loomis Rimon spoke with American Banker about how the Office of the Comptroller of the Currency is approaching bank charter applications from fintechs, amid a growing wave of companies seeking charters from federal regulators.

August 18, 2026

Event

Partner David Greenwald to Speak at PLI Program on Privilege and AI

On August 17, David Greenwald will speak at "Fitting New “Tech” Into the Attorney-Client Privilege and Work Product Protection," a virtual program hosted by the Practising Law Institute (PLI).

August 17, 2026